Support Services
Carol E. Manzon
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Diana H. Inman
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Compliance
Cindy Stroik, Esq. Cindy is the Chief Compliance Officer of Franklin Street Advisors. She has more than 11 years’ experience in the financial industry. Cindy joined Franklin Street Advisors’ parent company, Fifth Third Bank, N.A. in September 2021, serving as the Vice President and Director of Asset Management Compliance. She is also Chief Compliance Officer for MainStreet Investment Advisors, LLC and Fifth Third Wealth Advisors, LLC., each registered investment advisory firms and wholly owned subsidiaries of Fifth Third Bank, N.A. Prior to joining Fifth Third, she was the Senior Compliance Adviser for Wilmington Investment Management (“WTIM”), an affiliate of Wilmington Trust/M&T Bank that provided retail investment advisory services through sponsorship of a Wrap program. Prior to WTIM, she served as Chief Compliance Officer and Counsel for WBI Investments, Inc. and The Hartshorne Group, providing compliance oversight and legal support to the firms’ investment management, family wealth management, mutual fund and ETF offerings. She graduated with a B.A. from the University of Delaware and earned her J.D. from Drexel University Thomas R. Kline School of Law. She is admitted as a member of the Bar of Pennsylvania and New Jersey. |
Operations
Jason T. Guthrie
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Susan M. Baas
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Sheri P. Cox
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Stephanie D. Mills, CTP
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John B. Nichols III
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Beth A. Parker
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